The Depository Trust & Clearing Corporation (DTCC), today announced that J.P. Morgan is leveraging CTM's automated trade matching workflow for U.S. Listed Options and realizing efficiencies in ...
Nigerian Exchange Group (NGX Group) has expanded access to its NGX Invest platform with the launch of a WhatsApp subscription channel, providing investors with an additional, convenient way to ...
ING has expanded its UK sector banking operation with six senior appointments, adding specialist coverage in financial sponsors, insurance, transport and logistics, food, beverage and agribusiness, ...
An FCA survey found firms have closed an increasing number of suspected mule accounts over the last 3 years: 238,396 suspected mules had their accounts closed in 2025, up from 184,935 in 2023 and 233, ...
DIGITEC, a leading provider of multi-asset pricing technology and workflow automation, today announced that Matthis Schneegass had joined as Chief Financial Officer and Managing Director. He is based ...
ASX acknowledges today's release of the Reserve Bank of Australia's (RBA) 2026 Financial Stability Standards (FSS) Assessment of ASX's clearing and settlement (CS) facilities. The Assessment covers ...
Repo and the cash-futures basis trade also now play a much larger role in financing, hedging and arbitrage. In 2006, related short term Treasury futures had roughly $10 trillion in open interest.
Thank you, Brian [Smith of the U.S. Department of the Treasury], for the introduction. I appreciate the opportunity to update you on the ongoing implementation of the Securities and Exchange ...
On Tuesday, September 29, Secretary of the Treasury Scott Bessent will preside over a meeting of the Financial Stability Oversight Council (Council) at the Treasury Department. The meeting will ...
FINRA has ordered American Portfolios Financial Services, Inc. to pay $1,232,939 in restitution, plus interest, to customers and has fined the member firm $400,000 for failing to reasonably supervise ...
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems ...
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario: ...